Stabilising and Transforming Compliance Under Regulatory Scrutiny
Novatus led a 24-month transformation programme, providing interim executive compliance leadership for a major wealth management platform.
Reduced
Remediation
- Consulting: Compliance
The Challenge
A major wealth management platform faced sustained FCA scrutiny, including an active s166 Skilled Person review, while operating across multiple regulated entities with shared infrastructure.
Compliance transformation needed to be delivered without disrupting business-as-usual activity.
Our Approach
Novatus led a 24-month transformation programme, providing interim executive compliance leadership and deploying up to 20 specialists across Financial Crime, SMCR, Governance and Consumer Duty.
We embedded structured governance, QA and regulatory engagement frameworks aligned directly to supervisory expectations.
Impact Delivered
Remediation
Strengthened
Reduced
Established
Meet Our Experts
Novatus provides expert-led support to help clients solve their most complex challenges and continuously improve how they operate.
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Chris Coltella
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Francis Stroudley
Laura Walters
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Ready to Lead. Solve. Redefine?
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Every regime. Every transaction. Every field. Anytime.
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Consulting
Transform how your organisation operates.
Solve complex regulatory, data, and operational challenges with experts who deliver outcomes, not just advice.